The Financial Services Institute is pressing the Securities and Exchange Commission to adopt formal procedures to prevent what it deems the sometimes capricious enforcement of industry rules.

The higher standard deduction since 2017 has dramatically reduced itemization. But the new law provides incentive for teachers to consider whether that's feasible.

Political instability and other pressures are feeding some clients' portfolio fears, advisors say in this month's Financial Advisor Confidence Outlook.

Americans tend to be overly pessimistic about their own life expectancy — a fact with major implications for retirement ...

Getting it right can help prospects find your firm's website, according to FMG Suite's Samantha Russell at ADVISE AI.

Matthew Madera has become the latest former JPMorgan private client advisor to be sued after leaving for another firm. In a ...

Minority transactions are increasingly appealing to sellers who are wary of giving up the full control of their firms. But ...

The Couch Group's return to Morgan Stanley is the latest evidence that UBS hasn't been able to stop the recent wave of ...

The industry asked for and received a delay in the rule from the IRS in 2023. Now that it's going into effect, here are the ...

Transitioning from military to civilian life has its own challenges, but these veterans used their backgrounds to their ...

Edward Jones added $17B in net new assets despite a sharp slowdown in new client households, reflecting a focus on high net ...

In a filing with the SEC, Edward Jones announced plans to expand associate ownership by creating a new class of limited ...