From time to time, licensed corporations (LCs) will provide assistance to the Intermediaries Supervision Department (ISD) when ISD performs the SFC’s supervisory functions under the Securities and ...
The SFC recognises that it may not be feasible for some licensed corporations to identify two MICs ordinarily resident in Hong Kong for the purposes of the Circular. In such circumstances, the ...
Dubious websites may offer too-good-to-be-true investment opportunities (e.g. pre-IPO stocks of fabricated companies sold at huge discounts, or funds with guaranteed multiple returns) that do not ...
Dubious websites may offer too-good-to-be-true investment opportunities (e.g. pre-IPO stocks of fabricated companies sold at huge discounts, or funds with guaranteed multiple returns) that do not ...
The SFC has been at the forefront of efforts to develop an effective regulatory framework for sustainable finance with a view to supporting Hong Kong’s role as an international sustainable finance ...
The SFC administers a grant scheme funded by the Government of the Hong Kong Special Administrative Region to provide subsidies for qualified open-ended fund companies (OFCs) and real estate ...
In June 2026, the SFC issued consultation conclusions on proposals to implement an investor identification regime at the trading level for the exchange-traded derivatives market (HKIDR-DM) to further ...
1. In the case of parallel trading of a stock at two stock counters, the short positions for the stock at the two counters will be aggregated and shown in the original counter. For details, please ...
Consistent with the Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations and SFC-licensed Virtual Asset Service Providers) (AML/CFT Guideline), unless the ...
As announced by the Government, a new Capital Investment Entrant Scheme (New CIES) has been launched with effect from 1 March 2024 to further enrich the talent pool and attract more new capital to ...
註: 無牌公司往往採用與合法公司相若的名稱，令投資者混淆。 無牌公司 一些公司看來以香港投資者為對象，但卻並未獲發牌在香港進行受規管活動。它們通常採用的名稱會與合法金融機構相若 ...
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